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Governance, Risk, and Compliance Associate - Asset Management

Active offer Dallas, TX United States
Job overview

As a GRC Associate in Asset Management, you will support audit procedures, compliance program implementation, and ongoing monitoring activities. Contribute to the development of risk-based audit plans and assist with regulatory filings and adviser registrations. Draft audit findings and assist in preparing management reports; participate in mock regulatory examinations. Interpret investment guidelines and test compliance rules using platforms such as BlackRock Aladdin; perform pre-trade and post-trade reviews. Monitor regulatory updates and help adjust internal procedures; support training and ensure ethical standards are followed. Collaborate on client engagements, manage multiple projects, and maintain strong attention to detail and communication.

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